SE.7 AuditLink Conversations on Compliance

Special Events Training

Summary

Hear from compliance experts Jim Vilker, Meg Prieur, Brian Vitale, and Steven Van Beek on how recent regulatory changes could affect your credit union!

Objectives

9-10:30 Top 10 Compliance Mistakes in Advertising,  7 Steps to Reduce UDAAP Risk

10:45-12 A Regulatory Update: What's Ahead in 2015

12-1 Lunch Provided

1-2 ACH Security Framework

2-3:30 Cyber Security, Internet Controls, Segregation of Duty

SE.7 AuditLink Conversations on Compliance

Special Events Training

Summary

9:30-10:30 Veronica Madsen from Howard & Howard Law for Business to discuss Beneficial Ownership. (see her bio below)

10:30-Noon Jim Vilker on Regulatory Updates and Vendor Management

Noon-1:00 Lunch provided by CU*Answers

1:00 – 1:30 Marsha Sapino on CU*BASE GOLD Releases for Compliance Professionals

1:30 - 2:30 Jim Vilker on Developing an Audit Plan and Best Practice on Internal Controls Panel Discussion

2:30 – 4:00 Jim Vilker and Marsha Sapino Round Table Discussion

Special guest Veronica Madsen of Howard & Howard Attorneys PLLC will then be on hand to talk about the risks associated with overdraft protection programs.

Veronica Madsen is an Associate Attorney with Howard & Howard where she specializes in financial institution regulatory compliance. Veronica received her J.D. from the University of Detroit Mercy School of Law and her B.S. from Central Michigan University. She is licensed in the State of Michigan. Prior to joining Howard & Howard, she served as the Vice President of Compliance/Chief Compliance Officer with an emerging Fintech platform helping small and medium-sized businesses secure financing and working capital solutions. She was responsible for drafting regulatory compliance-related policies, procedures and risk assessments; conducting compliance training and testing; reviewing and revising contracts; and serving as the Bank Secrecy Act Compliance Officer. She also owned a compliance consulting company, ESTEE Compliance, LLC that assisted credit unions with their regulatory compliance needs.

This is at the Michigan Legacy Credit Union in Pontiac, MI.

144 E Pike St
Pontiac, MI 48342
Phone: 248-334-0568 

 

Course Offerings Schedule

Future times and dates are to be determined.